John Y. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Y Park, who also goes by John Young Park, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 7 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2018 - January 8, 2023
SEA OTTER SECURITIES GROUP LLC
February 24, 2015 - December 31, 2016
J PARK MANAGEMENT, LLC
June 24, 2013 - March 17, 2014
MERIDIAN EQUITY PARTNERS, INC.
June 18, 2013 - March 14, 2014
JPARK CAPITAL, LLC
May 10, 2010 - July 19, 2011
BNP PARIBAS SECURITIES CORP.
April 8, 1998 - September 19, 2003
NOMURA SECURITIES INTERNATIONAL, INC.
March 25, 1996 - February 25, 1997
CATHAY FINANCIAL INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 12/10/2018
Securities Trader ExamSeries 55
Date: 3/17/2010
Limited Representative-Equity Trader ExamCurrent Firm
SEA OTTER SECURITIES GROUP LLC
CRD#: 171630 / SEC#: , 8-69472
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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