Ronald E. Bates
Professional summary
Ronald Edward Bates, CFP®, who also goes by Ronald Bates, is a registered financial advisor currently at ST. CLAIR ADVISORS, LLC located in Mayfield Heights, Ohio.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ronald has worked at 1 firm and has passed the Series 3 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Edward Bates's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
February 23, 2012 - Present
ST. CLAIR ADVISORS, LLC
Office #1: 6120 Parkland Blvd Suite 306, Mayfield Heights, OH 44124July 12, 2011 - December 31, 2011
ST. CLAIR ADVISORS, LLC
Primary Firm SEC Registration
ST. CLAIR ADVISORS, LLC
CRD#: 155064 / SEC#: 801-71857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2022)
(2/23/2012)
(5/6/2021)
Current Firm
ST. CLAIR ADVISORS, LLC
CRD#: 155064 / SEC#: 801-71857
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 528 |
| AUM (Assets Under Management) | $ 997,629,621 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 08/24/2024 | ||
| 01/27/2024 | ||
| 02/23/2023 |
Red Flags
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