John Petrucco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Petrucco, who also goes by John A Petrucco, John Anthony Petrucco, John Petrucco, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2022 - March 27, 2025
AMERITAS INVESTMENT COMPANY, LLC
June 18, 2018 - February 22, 2021
PRINCIPAL SECURITIES, INC.
October 4, 2016 - May 4, 2018
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
October 28, 2013 - September 29, 2014
IFS SECURITIES
May 17, 2011 - August 1, 2013
LEVEL FOUR FINANCIAL, LLC
May 30, 2008 - May 31, 2011
P.J. ROBB VARIABLE, LLC
May 21, 2007 - October 30, 2007
MSI FINANCIAL SERVICES, INC.
March 30, 2005 - September 21, 2005
GUNNALLEN FINANCIAL, INC
April 1, 2004 - March 18, 2005
S.W. BACH & COMPANY
December 8, 2003 - April 7, 2004
J.P. TURNER & COMPANY, L.L.C.
January 14, 2003 - December 11, 2003
LH ROSS & COMPANY, INC.
August 13, 2002 - January 31, 2003
LLOYD, SCOTT & VALENTI, LTD.
July 18, 2001 - August 21, 2002
KSH INVESTMENT GROUP, INC.
July 27, 2000 - May 22, 2001
SECURITIES AMERICA, INC.
February 4, 1998 - July 27, 2000
GUNNALLEN FINANCIAL, INC
October 31, 1997 - February 6, 1998
TARPON SCURRY INVESTMENTS, INC.
April 7, 1997 - October 20, 1997
DUNWOODY BROKERAGE SERVICES, INC.
December 2, 1996 - March 10, 1997
TIMECAPITAL SECURITIES CORPORATION
May 15, 1996 - December 23, 1996
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
