Hosler L. Wall
WAVERLY ADVISORS
LAKELAND, FL 33813
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CRD#: 2713866
Professional summary
Hosler Lee Wall III, CFP®, who also goes by Hosler Wall, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Lakeland, Florida.
Hosler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Hosler has worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hosler Wall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Wall III is the Managing Member with 70% Ownership of WALL TITUS, LLC, a CPA Firm located at 212 E Highland Drive, Suite 201 Lakeland, FL 33813. Wall Titus, LLC PROVIDES THE FOLLOWING SERVICES: TAX SERVICES, ACCOUNTING SERVICES, BUSINESS ADVISORY SERVICES, and MERGERS AND ACQUISITIONS. MR. WALL HAS 73% OWNERSHIP IN WFT, LLC (COMMERCIAL PROPERTY/BUILDING), IT IS INVESTMENT-RELATED, 212 E HIGHLAND DR, SUITE 201, LAKELAND, FL 33811, REAL ESTATE, PARTNER, 2009, 1HOURS/MONTH, 1 HOUR DURING TRADING, MANAGES BUSINESS; 50% OWNERSHIP IN CAPITAL ACCESS PARTNERS, LLC (CORPORATE M & A CONSULTING), 212 E HIGHLAND DR, SUITE 201, LAKELAND, FL 33811, IT IS NOT INVESTMENT-RELATED, BUSINESS BROKERAGE, PARTNER, 2019, 0 HOURS/MONTH, 0 HOURS DURING TRADING, PASSIVE PARTNER. 50% OWNERSHIP IN CAPITAL ACCESS GROUP, INC. (CORPORATE INTERMEDIARY SERVICES), 212 E HIGHLAND DR, SUITE 201, LAKELAND, FL 33811, PARTNER, 2009, BROKERAGE BUSINESS, IT IS NOT INVESTMENT-RELATED, 0 HOURS/MONTH, 0 HOURS DURING TRADING, NO DUTIES.
CRS (Client Relationship Summary) - RIA
Click below to view Hosler Lee Wall III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
February 10, 2023 - Present
WAVERLY ADVISORS, LLC
Office #1: 212 E Highland Drive, Suite 201, Lakeland, FL 33813RIA
CRD#: 115332
LAKELAND, FL
Past
August 11, 1998 - March 10, 2023
WALL ADVISORS, INC.
RIA
CRD#: 125272
LAKELAND, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 5/21/1996
Non-Member General Securities ExaminationCurrent Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
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