CC
Christopher I. Cruz
HORNOR, TOWNSEND & KENT
Poquoson, VA 23662
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CRD#: 2713742
CC
Professional summary
Christopher Ignacio Cruz, who also goes by Chris Cruz, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Poquoson, Virginia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Cruz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ignacio Cruz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ignacio Cruz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 233 Wythe Creek Rd, Ste 100, Poquoson, VA 23662Office #2: 7198 Chapman Drive, Hayes, VA 23072Office #3: 475 Mclaws Circle Suite 3a, Williamsburg, VA 23185Office #4: 1700-c George Washington Memorial Hwy, Yorktown, VA 23692RIA
BD
CRD#: 4031
Poquoson, VA
Current
November 23, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 233 Wythe Creek Rd, Ste 100, Poquoson, VA 23662Office #2: 7198 Chapman Drive, Hayes, VA 23072Office #3: 475 Mclaws Circle Suite 3a, Williamsburg, VA 23185RIA
BD
CRD#: 4031
Poquoson, VA
Past
July 13, 2006 - November 25, 2009
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
POQUOSON, VA
Past
October 25, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
POQUOSON, VA
Past
October 25, 2001 - November 25, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
POQUOSON, VA
Past
February 20, 1996 - October 23, 2001
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/20/2012)
RR
Alaska(9/2/2021)
RR
Arizona(1/8/2021)
RR
Florida(11/23/2009)
RR
Georgia(4/10/2018)
RR
Hawaii(5/13/2020)
RR
Kentucky(11/23/2009)
RR
New Jersey(3/5/2024)
RR
New Mexico(2/9/2012)
RR
North Carolina(11/23/2009)
RR
Ohio(10/12/2010)
RR
Oklahoma(3/6/2013)
RR
South Carolina(3/31/2022)
RR
Tennessee(11/23/2009)
RR
Texas(5/26/2010)
RR
Virginia(11/23/2009)
IAR
Virginia(11/23/2009)
RR
Washington(10/9/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Poquoson, VA 23662TRUST BUT VERIFY
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Contact information
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