Mark J. Hipskind
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Joseph Hipskind was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1996. Mark had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2012 - December 13, 2013
RELATIVE VALUE PARTNERS, LLC
July 18, 2011 - September 2, 2011
EDWARD JONES
July 18, 2011 - September 2, 2011
EDWARD JONES
December 22, 2010 - February 10, 2011
LPL FINANCIAL LLC
November 11, 2010 - February 10, 2011
LPL FINANCIAL LLC
March 12, 1996 - July 17, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RELATIVE VALUE PARTNERS, LLC
CRD#: 131636 / SEC#: 801-63577
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
