Amanda M. Harrold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Marie Harrold, who also goes by Amanda M Harrold, Amanda Marie Harrold, Amanda Marie Paoletto, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 1996. Amanda had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2017 - November 5, 2019
SILVER LEAF PARTNERS, LLC
March 17, 2008 - January 4, 2016
PRINCIPAL SECURITIES, INC.
February 2, 2006 - September 14, 2006
WORLD CHOICE SECURITIES, INC.
January 7, 2004 - September 30, 2004
PIPER SANDLER & CO.
February 24, 2003 - March 19, 2003
EDWARD JONES
March 13, 1998 - June 7, 2001
MORGAN STANLEY MARKET PRODUCTS INC.
March 13, 1998 - June 7, 2001
MORGAN STANLEY & CO. LLC
March 3, 1998 - March 25, 1998
MORGAN STANLEY & CO. LLC
March 11, 1997 - March 5, 1998
PERSHING LLC
July 11, 1996 - February 28, 1997
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
