Steven D. Wendlandt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Daniel Wendlandt, who also goes by Steven Wendlandt, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 3 firms and has passed the Series 65, Series 63, Series 56, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2011 - August 14, 2012
COASTAL TRADE SECURITIES, LLC
November 12, 2003 - July 21, 2004
OSAIC FS, INC.
December 7, 1998 - August 28, 2000
MCCLENDON, MORRISON & PARTNERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/24/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 1/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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