Florence R. Klein
Professional summary
Florence Rosenthal Klein was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Florence Rosenthal Klein, who also goes by Florence R Klein, Florence Rosenthal, was a registered financial professional .
Florence is a previously registered financial professional and started their career in finance in 1965. Florence had worked at 9 firms and has passed the Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1989 - January 24, 2012
AMERICAN CLASSIC FINANCIAL COMPANY
October 1, 1985 - September 1, 1987
GRUNTAL & CO., L.L.C.
September 3, 1985 - October 1, 1985
JII SECURITIES INC.
May 19, 1978 - September 19, 1985
KIDDER, PEABODY & CO. INCORPORATED
May 4, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
August 27, 1976 - August 11, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
September 29, 1970 - February 27, 1976
BACHE & CO., INCORPORATED
August 25, 1965 - March 1, 1972
ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/23/1965
Registered Representative ExaminationCurrent Firm
AMERICAN CLASSIC FINANCIAL COMPANY
CRD#: 24099 / SEC#: , 8-40283
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
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