William F. Oleary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Oleary, who also goes by William Francis O'leary Jr, Bill Oleary Jr, William Francis Oleary Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - September 4, 2012
CURIAN CAPITAL, LLC
January 12, 2012 - September 4, 2012
CURIAN CLEARING, LLC
April 20, 2006 - December 21, 2011
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 28, 2004 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
November 21, 2000 - December 21, 2011
AMUNDI DISTRIBUTOR US, INC.
April 13, 1999 - February 4, 2000
FUNDS DISTRIBUTOR, LLC
February 16, 1998 - April 7, 1999
PRUDENTIAL EQUITY GROUP, LLC
October 18, 1996 - January 28, 1998
MORGAN STANLEY DW INC.
February 26, 1996 - September 3, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
