Steven Carmandalian

CARMANDALIAN FINANCIAL GROUP

Westlake Village, CA 91361

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CRD#: 2713564

Professional summary

Steven Carmandalian, CIMA®, who also goes by Steve Kharmandalan, Steve Kharmandalian, Steven Kharmandalian, is a registered financial advisor currently at CARMANDALIAN FINANCIAL GROUP, LLC located in Westlake Village, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 7 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Kharmandalan | Steve Kharmandalian | Steven Kharmandalian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Fixed Insurance. Not Investment Related. 2829 Townsgate Road suite 100 Westlake Village CA 91361. Fixed Life Insurance, Long Term Care, and Disability Insurance. Agent. 01/2017. 10 Hrs/Mo; 5 Hrs During Trading Hours. Placing Insurance for Clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Carmandalian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 26, 2018 - Present

CARMANDALIAN FINANCIAL GROUP, LLC

Office #1: 2829 Townsgate Rd Suite 100, Westlake Village, CA 91361

RIA

CRD#: 292458

Westlake Village, CA

Past

April 15, 2016 - April 3, 2018

MONOCOT WEALTH MANAGEMENT, LLC

RIA

CRD#: 282687

WESTLAKE VILLAGE, CA

Past

April 15, 2016 - September 25, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Westlake Village, CA

Past

February 13, 2009 - April 26, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTLAKE VILLAGE, CA

Past

February 13, 2009 - April 26, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTLAKE VILLAGE, CA

Past

April 2, 2007 - March 2, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

THOUSAND OAKS, CA

Past

April 2, 2007 - March 2, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

THOUSAND OAKS, CA

Past

November 2, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

THOUSAND OAKS, CA

Past

September 30, 1997 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

THOUSAND OAKS, CA

Past

June 26, 1997 - October 1, 1997

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARMANDALIAN FINANCIAL GROUP, LLC

CARMANDALIAN FINANCIAL GROUP, LLC | CFG WEALTH

CRD#: 292458 / SEC#: 801-123754

RIA

Registered Investment Advisory firm - (4/18/2022 Approved)

California

Registered Investment Advisory firm - (5/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/26/2018)

IAR

Texas
(6/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/13/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/25/1997

General Securities Representative Examination

Current Firm

CARMANDALIAN FINANCIAL GROUP, LLC

CARMANDALIAN FINANCIAL GROUP, LLC | CFG WEALTH

CRD#: 292458 / SEC#: 801-123754

RIA

Registered Investment Advisory firm - (4/18/2022 Approved)

California

Registered Investment Advisory firm - (5/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

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Contact information

Main Address

2829 Townsgate Rd Suite 100, Westlake Village, CA 91361

Mailing Address

Phone number

(818) 707-5304

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/2/2025)

CFG WRAP BROCHURE (4/2/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 129,648,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven Carmandalian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Carmandalian's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONOCOT WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

CARMANDALIAN FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/1997

SIE

Date: 10/1/2018

Series 31

Date: 11/13/2003

Series 7

Date: 6/25/1997

Current Firm

CARMANDALIAN FINANCIAL GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARMANDALIAN FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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