Ronald A. Papa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Alan Papa was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1996. Ronald had worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - December 10, 2019
LEGACY ADVISORS WEALTH MGMT, INC.
July 11, 2003 - December 19, 2005
OSAIC FS, INC.
January 14, 1999 - July 9, 2003
LEGACY FINANCIAL SERVICES, INC.
March 8, 1996 - January 19, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGACY ADVISORS WEALTH MGMT, INC.
CRD#: 138202 / SEC#:
Contact information
Red Flags
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