Bernardo Misseri
Professional summary
Bernardo Misseri was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bernardo Misseri, who also goes by Brendan Misseri, was a registered financial professional .
Bernardo is a previously registered financial professional and started their career in finance in 1998. Bernardo had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2009 - December 2, 2016
LEGEND SECURITIES, INC.
December 17, 2003 - April 25, 2006
J.P. TURNER & COMPANY, L.L.C.
June 11, 2002 - December 17, 2003
MCGINN, SMITH & CO., INC.
September 18, 2000 - July 9, 2002
J.P. TURNER & COMPANY, L.L.C.
June 29, 1999 - September 11, 2000
BENSON YORK GROUP, INC.
September 22, 1998 - July 28, 1999
R.D. WHITE & CO., INC.
January 22, 1998 - October 7, 1998
LCP CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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