Michael H. Shea
Professional summary
Michael Harvey Murray Shea is a registered financial professional currently at SHEA & COMPANY located in Boston, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Harvey Murray Shea's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2010 - Present
SHEA & COMPANY
Office #1: 111 Huntington Avenue Suite 2900, Boston, MA 02199February 1, 2000 - September 15, 2004
J.P. MORGAN SECURITIES INC.
May 12, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
April 2, 1998 - March 5, 1999
DB ALEX. BROWN LLC
August 29, 1996 - March 27, 1998
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2020)
(1/10/2020)
(3/6/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SHEA & COMPANY
CRD#: 150965 / SEC#: , 8-68319
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Company Information
SHEA & COMPANY
CRD#: 150965Boston, MA 02199TRUST BUT VERIFY
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