Keith A. Ferrara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Allen Ferrara was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1996. Keith had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2006 - May 30, 2013
VANDHAM SECURITIES CORP.
April 3, 2006 - July 20, 2006
US TRADING LLC
January 25, 2002 - December 13, 2006
CARLIN EQUITIES, LLC
March 1, 2001 - April 26, 2001
GARDEN STATE SECURITIES, INC.
June 28, 1999 - October 26, 1999
PACIFIC AMERICAN SECURITIES, LLC
February 17, 1999 - June 28, 1999
ZA ASSOCIATES, INC.
January 11, 1999 - March 10, 1999
SOLID ISG CAPITAL MARKETS, LLC
June 11, 1997 - January 15, 1999
SHARPE CAPITAL, INC.
April 18, 1996 - May 14, 1997
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/18/2001
Limited Representative-Equity Trader ExamCurrent Firm
VANDHAM SECURITIES CORP.
CRD#: 26258 / SEC#: , 8-42448
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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