Yefim J. Bassin
Professional summary
Yefim Jeff Bassin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Yefim is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Yefim had worked at 4 firms, which includes J.P. TURNER & COMPANY L.L.C., DONALD & CO. SECURITIES INC., MORGAN TAYLOR & ASSOCIATES INC., JOSEPH DILLON & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2002 - June 5, 2003
J.P. TURNER & COMPANY, L.L.C.
September 25, 1998 - August 26, 2002
DONALD & CO. SECURITIES INC.
December 2, 1996 - August 3, 1999
MORGAN, TAYLOR & ASSOCIATES, INC.
April 2, 1996 - December 13, 1996
JOSEPH DILLON & COMPANY INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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