Marianna Prueger

TRANSPARENT 401K

Houston, TX

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CRD#: 2712699

Professional summary

Marianna Prueger, who also goes by Marianna Katherine Prueger, Marianne Katherine Prueger, Marianne Prueger, is a registered financial advisor currently at TRANSPARENT 401K located in Houston, Texas and RAINMAKER SECURITIES, LLC located in New York, New York.

Marianna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Marianna has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, Series 82TO, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marianna Katherine Prueger | Marianne Katherine Prueger | Marianne Prueger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WebCRD - Marianna Prueger - CRD 2712699 Since June 2011 Ms. Prueger has been engaged in an outside business activity as a Founder of Transparent 401k LLC the company is a 401K consultant. Transparent 401K has no affiliation to Young America Capital, LLC and is investment related. The firm's offices are in Houston, TX. Duties include advising companies on business management and 401K plans. Ms. Prueger will receive fees and compensation for duties performed. Ms. Prueger will dedicate 1 hr per week or time as needed. ____ WebCRD - Marianna Prueger Starting November 2023, Ms. Prueger will be engaged in an outside business activity at Champagne Tourist as Travel Advisor. Champagne Tourist provides travel services for luxury clients; i.e. bookings at high end hotels, destinations like Monaco Grand Prix; Champagne, France, etc. The firm's offices are located in Houston, TX. Duties include book Travel for luxury clients and film high-end hotels and destinations. Ms. Prueger will dedicate an estimated 20 hours of his time per week to this endeavor. ____ Substitute Math Teacher at Scoot Education; Math Instruction in Underserved Communities Dedicated to helping students in economically challenged neighborhoods build confidence and skills in mathematics; Start Date: 08/2025; twice a month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marianna Prueger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2011 - Present

TRANSPARENT 401K

RIA

CRD#: 158308

Houston, TX

Current

March 21, 2025 - Present

RAINMAKER SECURITIES, LLC

CRD#: 132995

New York, NY

Past

February 25, 2020 - December 20, 2023

YOUNG AMERICA CAPITAL, LLC

CRD#: 150443

MAMARONECK, NY

Past

February 2, 2007 - August 18, 2009

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

LAFAYETTE, CA

Past

October 1, 2004 - December 20, 2006

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

SAN FRANCISCO, CA

Past

September 13, 2004 - December 20, 2006

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

SAN FRANCISCO, CA

Past

May 8, 1996 - November 4, 1996

FUND MANAGEMENT COMPANY

CRD#: 25585

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(11/3/2011)

IAR

Colorado
(1/5/2018)

IAR

Texas
(11/23/2020)

Texas
(3/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/8/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/26/2025

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 5/15/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82TO

Date: 2/25/2020

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 12/9/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/7/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/5/1996

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

TRANSPARENT 401K

401K LATINO | TRANSPARENT 401K, LLC | TRANSPARENT 401K | PRUEGER, MARIANNE KATHERINE

CRD#: 158308 / SEC#:

California

Registered Investment Advisory firm - (11/3/2011 Approved)

Colorado

Registered Investment Advisory firm - (1/5/2018 Approved)

Texas

Registered Investment Advisory firm - (11/23/2020 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(888) 631-3336

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Marianna Prueger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marianna Prueger's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINMAKER SECURITIES, LLC

YOUNG AMERICA CAPITAL, LLC

EMPOWER FINANCIAL SERVICES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

FUND MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2025

Series 66

Date: 9/30/2004

Series 7TO

Date: 6/26/2025

Series 79TO

Date: 5/15/2020

Series 82TO

Date: 2/25/2020

SIE

Date: 12/9/2019

Series 7

Date: 9/3/2004

Series 6

Date: 5/7/1996

Series 26

Date: 8/5/1996

FINRA

Current Firm

TRANSPARENT 401K

Contact information

Documents

Red Flags

Company Information

TRANSPARENT 401K

TRUST BUT VERIFY

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