Jason A. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Alexander Lawson was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2005 - September 20, 2005
CARLTON CAPITAL INC.
December 10, 2004 - May 27, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
June 14, 2004 - November 30, 2004
J.P. TURNER & COMPANY, L.L.C.
April 7, 2004 - June 10, 2004
NATIONAL SECURITIES CORPORATION
January 28, 2004 - April 2, 2004
MAXIM GROUP LLC
October 23, 2002 - January 17, 2003
S. B. CANTOR & CO., INC.
June 7, 2002 - August 15, 2002
PARK CAPITAL SECURITIES, LLC
January 7, 2002 - September 3, 2002
DONALD & CO. SECURITIES INC.
February 28, 2001 - October 11, 2001
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARLTON CAPITAL INC.
CRD#: 42533 / SEC#: , 8-49874
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
