Caroline J. Manger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caroline Joyce Manger MRS, who also goes by Caroline Joyce Manger, was a registered financial professional .
Caroline is a previously registered financial professional and started their career in finance in 1996. Caroline had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2008 - March 31, 2011
FINANCIAL ADVOCATES ADVISORY SERVICES
February 2, 2007 - January 12, 2022
LPL FINANCIAL LLC
February 2, 2007 - January 12, 2022
LPL FINANCIAL LLC
September 10, 2001 - February 6, 2007
OSAIC FA, INC.
July 11, 1997 - May 23, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 11, 1997 - February 6, 2007
OSAIC FA, INC.
August 30, 1996 - July 17, 1997
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL ADVOCATES ADVISORY SERVICES
CRD#: 147786 / SEC#: 801-110695
Contact information
Red Flags
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