Herman W. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herman Wayne Wilson, who also goes by H Wayne Wilson, was a registered financial professional .
Herman is a previously registered financial professional and started their career in finance in 1996. Herman had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2016 - June 30, 2021
SHERPA INVESTMENT SERVICES
January 29, 2015 - June 2, 2015
1ST GLOBAL CAPITAL CORP.
October 1, 2014 - June 2, 2015
1ST GLOBAL ADVISORS INC
September 27, 1996 - December 16, 1997
1ST GLOBAL CAPITAL CORP.
April 29, 1996 - October 22, 1996
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHERPA INVESTMENT SERVICES
CRD#: 167350 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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