HP
Herbert F. Prytherch
J. W. COLE ADVISORS
Melbourne, FL 32935
Some features on this profile are disabled
CRD#: 2712073
HP
Professional summary
Herbert Francis Prytherch III, who also goes by Bert Prytherch, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Melbourne, Florida and J.W. COLE FINANCIAL, INC. located in Melbourne, Florida.
Herbert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Herbert has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bert Prytherch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) United HealthCare; investment related; start date 9/1/2008 - agent; activity conducted from branch - 190 McIver Lane Suite 101, Rockledge, FL 32955; sales of Medicare supplements and advantage plans; 4 hours per month, all during trading. (2) FRS Specialist; DBA; 3700 North Harbor City Blvd, Ste 2E, Melbourne, FL 32935; Financial Planning; Advisor; Sales of investment and insurance products; Start 10/3/2023; 24 hrs./mo. during trading. (3) Tax Preparation; Non investment related; 28 Yawl Dr, Cocoa Beach, FL 32931; Sole proprietor; Preparation of personal income tax returns (4) Rooted Financial Solutions; DBA; Financial and insurance sales; Investment Related; 3700 N Harbor City Blvd, Melbourne, FL 32935; Financial Advisor; Start 10/15/2023; 10 hrs./mo. during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Herbert Francis Prytherch III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2020 - Present
J. W. COLE ADVISORS, INC.
Office #1: 3700 N. Harbor City Blvd Suite 2e, Melbourne, FL 32935RIA
CRD#: 112294
Melbourne, FL
Current
June 11, 2020 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 3700 N. Harbor City Blvd. Suite 2e, Melbourne, FL 32935BD
CRD#: 124583
Melbourne, FL
Past
June 5, 2001 - July 2, 2018
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ORLANDO, FL
Past
June 5, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
June 5, 2001 - July 2, 2018
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ORLANDO, FL
Past
February 16, 1996 - June 1, 2001
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
HEIDELBERG,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/11/2020)
IAR
Florida(7/1/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
