JA
Jeffrey S. Adams
ADAMS ASHBY FINANCIAL ADVISORS
Sacramento, CA 95864
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CRD#: 2712051
JA
Professional summary
Jeffrey Sherburne Adams, CFP®, who also goes by Jeffrey S Adams, is a registered financial advisor currently at ADAMS ASHBY FINANCIAL ADVISORS located in Sacramento, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey S Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I HELP WITH SOME OF MY FATHER AND MOTHER'S REAL ESTATE INVESTMENTS. MY DUTIES INCLUDE REVIEW OF FINANCIAL RECORDS AND REPORTS, EVALUATION OF FINANCIAL AND OPERATIONAL PERFORMANCE, AND CONSULTATION ON THE MANAGEMENT OF THESE INVESTMENT PROPERTIES. AS A "FAMILY OFFICE" ORIENTED PRACTICE, I CONSIDER THESE DUTIES AS A PART OF MY OVER ALL FINANCIAL PLANNING RELATIONSHIP WITH MY FATHER AND MOTHER. THESE DUTIES TAKE LESS THAN 10% OF MY TIME AND NEVER PERFORMED DURING MARKET HOURS.
THE FOLLOWING ARE THE LOCATIONS THAT I AM CURRENTLY INVOLVED IN:4949 MARCONI AVENUE, CARMICHAEL CA; 5200 ELKHORN BLVD, SACRAMENTO, CA
2. ADDITIONALLY I HOLD INTERESTS IN MY OWN INVESTMENT REAL ESTATE WHICH I SELF MANAGE. THIS INCLUDES PROPERTIES THAT OWN 100% AS WELL AS PROPERTIES THAT I HAVE FRACTIONAL OWNERSHIP OF. ADDED WITH THE TIME SPENT ABOVE, THIS ACTIVITY TAKES LESS THAN 10% OF MY TIME AND IT IS NOT PERFORMED DURING MARKET HOURS.
3. Adams Family Revocable Trust of 1986;3508 Cody Way, Suite 100, Sacramento, CA 95864;I manage family owned/part owned real estate on behalf of my mother since my father's passing in 2016; I devote 60 hours per month (33% of my time) to this outside business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Sherburne Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 7, 2009 - Present
ADAMS ASHBY FINANCIAL ADVISORS
Office #1: 3508 Cody Way, Suite 100, Sacramento, CA 95864RIA
CRD#: 149683
Sacramento, CA
Past
October 25, 2004 - April 21, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SACRAMENTO, CA
Past
October 25, 2004 - April 21, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SACRAMENTO, CA
Past
July 30, 1998 - October 26, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SACRAMENTO, CA
Past
March 25, 1996 - October 26, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADAMS ASHBY FINANCIAL ADVISORS
ADAMS ASHBY FINANCIAL ADVISORS | AF ADVISORS, INC.
CRD#: 149683 / SEC#: 801-114137
RIA
Registered Investment Advisory firm - (10/16/2018 Approved)California
Registered Investment Advisory firm - (2/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/7/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADAMS ASHBY FINANCIAL ADVISORS
ADAMS ASHBY FINANCIAL ADVISORS | AF ADVISORS, INC.
CRD#: 149683 / SEC#: 801-114137
RIA
Registered Investment Advisory firm - (10/16/2018 Approved)California
Registered Investment Advisory firm - (2/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3508 Cody Way Suite 100, Sacramento, CA 95864
Mailing Address
Phone number
(916) 333-5989
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 99 |
| AUM (Assets Under Management) | $ 737,096,379 |
Red Flags
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Company Information
ADAMS ASHBY FINANCIAL ADVISORS
CRD#: 149683Sacramento, CA 95864TRUST BUT VERIFY
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