Gerrit W. Gerritsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerrit William Gerritsen, who also goes by Gerrit William Gerritsen, Gerry Gerritsen, was a registered financial professional .
Gerrit is a previously registered financial professional and started their career in finance in 1996. Gerrit had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2013 - October 25, 2016
INCAPITAL DISTRIBUTORS LLC
February 13, 2013 - October 25, 2016
INSPEREX LLC
August 26, 2011 - February 19, 2013
INVESTMENT PROFESSIONALS, INC.
July 5, 2011 - February 19, 2013
INVESTMENT PROFESSIONALS, INC.
March 16, 2010 - July 1, 2011
HANCOCK WHITNEY INVESTMENT SERVICES INC.
March 3, 2010 - July 1, 2011
HANCOCK WHITNEY INVESTMENT SERVICES INC.
September 21, 2007 - June 1, 2009
TOUCHSTONE ADVISORS INC
September 19, 2007 - June 1, 2009
TOUCHSTONE SECURITIES, INC.
April 9, 2007 - September 4, 2007
ALLSTATE FINANCIAL SERVICES, LLC
March 6, 2006 - December 8, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
December 21, 2005 - December 8, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 6, 2005 - October 11, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 11, 2005
CHASE INVESTMENT SERVICES CORP.
February 15, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 24, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 2, 2001 - September 15, 2004
NATCITY INVESTMENTS, INC.
July 9, 1998 - July 16, 1999
VICTORY CAPITAL SERVICES, INC.
July 29, 1996 - March 4, 1998
BANC ONE SECURITIES CORPORATION
March 18, 1996 - July 26, 1996
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INCAPITAL DISTRIBUTORS LLC
CRD#: 156622 / SEC#: , 8-68814
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS, LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
