Mariana M. Herrera

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CRD#: 2711830

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mariana Mayra Herrera was a registered financial professional .

Mariana is a previously registered financial professional and started their career in finance in 1997. Mariana had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

South Beach Fun LLC, Managing Member, Real Estate Company, 3246 North Miami Avenue, Miami, FL 33137, since 3/2021, 4 hours, 4 during trading hours, real estate investment related.

Blog Corner

CRS (Client Relationship Summary)

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MIAMI, FL

Past

May 1, 2009 - April 21, 2015

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MIAMI, FL

Past

May 14, 2003 - May 21, 2009

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

CORAL GABLES, FL

Past

January 2, 2003 - May 21, 2009

UBS INTERNATIONAL INC.

CRD#: 107726

CORAL GABLES, FL

Past

August 28, 2000 - April 4, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 22, 1997 - March 23, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTIS PRIVATE WEALTH ADVISORS, LLC

CRD#: 304494 / SEC#: 801-116951

RIA

Registered Investment Advisory firm - (7/15/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/1996

General Securities Representative Examination

Current Firm

FORTIS PRIVATE WEALTH ADVISORS, LLC

CRD#: 304494 / SEC#: 801-116951

RIA

Registered Investment Advisory firm - (7/15/2019 Approved)

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Contact information

Main Address

6100 Blue Lagoon Drive Suite 160, Miami, FL 33126

Mailing Address

Po Box 557155, Miami, FL 33255

Phone number

(305) 416-9093

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTIS PRIVATE WEALTH ADVISORS, LLC BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 112,526,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mariana M. Herrera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSIGNEO ADVISORY SERVICES, LLC

INSIGNEO WEALTH ADVISORS, LLC

INSIGNEO SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FORTIS PRIVATE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2003

Series 63

Date: 12/8/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/23/1996

Current Firm

FORTIS PRIVATE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTIS PRIVATE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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