Basilios J. Takos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Basilios John Takos, who also goes by Basilios J Takos, Bill Takos, was a registered financial professional .
Basilios is a previously registered financial professional and started their career in finance in 1998. Basilios had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 72 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2020 - August 30, 2022
CARTA CAPITAL MARKETS, LLC
June 7, 2016 - September 3, 2020
IEX SERVICES LLC
December 1, 2008 - June 7, 2016
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
September 18, 2007 - September 3, 2008
UTENDAHL CAPITAL PARTNERS, L.P.
September 18, 2007 - September 3, 2008
UTENDAHL CAPITAL GROUP, LLC
May 17, 2006 - October 3, 2006
RESRV PARTNERS, INC.
January 27, 1998 - May 11, 2000
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/19/1999
Government Securities Representative ExaminationCurrent Firm
CARTA CAPITAL MARKETS, LLC
CRD#: 304751 / SEC#: , 8-70396
Contact information
Documents
Red Flags
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