Jerry P. Michna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry P Michna was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1996. Jerry had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2017 - May 2, 2022
FINANCIAL MANAGEMENT STRATEGIES, INC.
August 11, 2017 - May 2, 2022
CETERA WEALTH SERVICES, LLC
December 1, 2006 - August 30, 2017
QUESTAR CAPITAL CORPORATION
February 13, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
June 4, 2003 - February 17, 2004
SECURITIES AMERICA, INC.
November 5, 1996 - June 19, 2003
OSAIC WEALTH, INC.
May 2, 1996 - November 9, 1996
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD#: 120818 / SEC#: 801-66641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD#: 120818 / SEC#: 801-66641
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,776 |
| AUM (Assets Under Management) | $ 619,530,659 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
