Todd M. Greenberg

LOWELL ROAD ASSET MANAGEMENT

Manhasset, NY 11030

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CRD#: 2711418

Professional summary

Todd Michael Greenberg, CFP®, who also goes by Todd Greenberg, is a registered financial advisor currently at LOWELL ROAD ASSET MANAGEMENT, INC. located in Manhasset, New York.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Todd has worked at 5 firms and has passed the Series 63, Series 7, Series 51, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Greenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRIDGEWAY LEGAL FUNDING - NON-INVESTMENT RELATED - PORT WASHINGTON, NY. PRINCIPAL. STARTED 4/2009. 10 HOURS WEEKLY, 0 DURING TRADING HOURS. STRATEGIC PLANNING FOR COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Greenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 12, 2021 - Present

LOWELL ROAD ASSET MANAGEMENT, INC.

Office #1: 1295 Northern Boulevard Suite 24, Manhasset, NY 11030

RIA

CRD#: 164370

Manhasset, NY

Past

October 22, 2012 - December 9, 2016

LOWELL ROAD ASSET MANAGEMENT, INC.

RIA

CRD#: 164370

MANHASSET, NY

Past

January 2, 2009 - October 2, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PORT WASHINGTON, NY

Past

April 7, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

PORT WASHINGTON, NY

Past

May 10, 2002 - October 2, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PORT WASHINGTON, NY

Past

November 1, 2000 - May 14, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 7, 1996 - November 9, 2000

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOWELL ROAD ASSET MANAGEMENT, INC.

CRD#: 164370 / SEC#: 801-80157

RIA

Registered Investment Advisory firm - (8/5/2014 Approved)

California

Registered Investment Advisory firm - (9/7/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/8/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (8/8/2014 Terminated)

New York

Registered Investment Advisory firm - (8/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/5/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/24/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/22/2002

General Securities Principal Examination

Current Firm

LOWELL ROAD ASSET MANAGEMENT, INC.

CRD#: 164370 / SEC#: 801-80157

RIA

Registered Investment Advisory firm - (8/5/2014 Approved)

California

Registered Investment Advisory firm - (9/7/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/8/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (8/8/2014 Terminated)

New York

Registered Investment Advisory firm - (8/8/2014 Terminated)

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Contact information

Main Address

1295 Northern Boulevard Suite 24, Manhasset, NY 11030

Mailing Address

Phone number

(516) 767-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (9/19/2025)

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 48,466,722

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd M. Greenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Greenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOWELL ROAD ASSET MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

LOWELL ROAD ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1996

Series 7

Date: 3/6/1996

Series 51

Date: 8/5/2006

Series 4

Date: 6/24/2004

Series 24

Date: 7/22/2002

Current Firm

LOWELL ROAD ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOWELL ROAD ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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