Anthony B. Wauterlek

HBKS WEALTH ADVISORS

NAPLES, FL 34103

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CRD#: 2711220

Professional summary

Anthony Brent Wauterlek is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Naples, Florida and PARK SHORE PARTNERS LLC located in Naples, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Anthony has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARK SHORE PARTNERS LLC, 3838 TAMIAMI TRAIL NORTH, NAPLES, FL. HEDGE FUND, PORTFOLIO MANAGER, JANUARY 1,2008. I SPEND 80% OF MY TIME WITH THIS BUSINESS, ALL DURING TRADING HOURS HBKS WEALTH ADVISORS, 3838 TAMIAMI TRAIL NORTH, NAPLES, FL; REGISTERED INVESTMENT ADVISOR, FINANCIAL ADVISOR AND INVESTMENT ADVISOR REPRESENTATIVE; 20% OF MY TIME SPENT WITH THIS BUSINESS, ALL DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Brent Wauterlek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2001 - Present

HBKS WEALTH ADVISORS

Office #1: 3838 Tamiami Trail N Suite 100, Naples, FL 34103

RIA

CRD#: 112139

NAPLES, FL

Current

September 18, 2008 - Present

PARK SHORE PARTNERS LLC

Office #1: 3838 Tamiami Trail N Suite 100, Naples, FL 34103

RIA

CRD#: 145265

NAPLES, FL

Past

September 23, 2005 - January 2, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

NAPLES, FL

Past

March 6, 2001 - October 5, 2005

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

October 6, 2000 - March 5, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 15, 1996 - October 24, 2000

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/27/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/1996

General Securities Representative Examination

Current Firm

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

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Contact information

Main Address

2725 Colonial Ave, Erie, PA 16506

Mailing Address

Phone number

(814) 836-5776

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS ADV 2A 11-12-25 (11/12/2025)

Regulatory assets under management

Total Number of Accounts	21,190
AUM (Assets Under Management)	$ 7,661,939,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony B. Wauterlek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Brent Wauterlek's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK SHORE PARTNERS LLC

SECURITIES AMERICA, INC.

CAP PRO BROKERAGE SERVICES, INC.

MORGAN STANLEY DW INC.

NORTHERN TRUST SECURITIES, INC.

Primary Firm SEC Registration

HBKS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2001

Series 63

Date: 3/6/1996

Series 7

Date: 2/14/1996

Current Firm

HBKS WEALTH ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HBKS WEALTH ADVISORS

TRUST BUT VERIFY

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