Douglas G. Prince

MJ RETIREMENT

Carmel, IN 46032

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CRD#: 2711184

Professional summary

Douglas Glen Prince, AIF® is a registered financial advisor currently at MJ RETIREMENT located in Carmel, Indiana.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Douglas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ASPIRE INDIANA, NOBLESVILLE, IN. 2. BOARD OF DIRECTORS INDIANA CHAMBER OF COMMERCE 3. INDIANA NITRO BASEBALL - TREASURER & BOARD MEMBER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Glen Prince's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 27, 2012 - Present

MJ RETIREMENT

Office #1: 571 Monon Blvd Suite 400, Carmel, IN 46032

RIA

CRD#: 164328

Carmel, IN

Past

May 16, 2005 - June 18, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

INDIANAPOLIS, IN

Past

May 13, 2005 - June 18, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

INDIANAPOLIS, IN

Past

January 20, 1999 - May 17, 2005

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

INDIANAPOLIS, IL

Past

May 28, 1996 - May 17, 2005

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJ RETIREMENT

MJ RETIREMENT | PROCOURSE FIDUCIARY ADVISORS, LLC | PRAXIS FIDUCIARY ADVISORS, LLC

CRD#: 164328 / SEC#: 801-76741

RIA

Registered Investment Advisory firm - (6/7/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/27/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/24/1996

General Securities Representative Examination

Current Firm

MJ RETIREMENT

MJ RETIREMENT | PROCOURSE FIDUCIARY ADVISORS, LLC | PRAXIS FIDUCIARY ADVISORS, LLC

CRD#: 164328 / SEC#: 801-76741

RIA

Registered Investment Advisory firm - (6/7/2012 Approved)

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Contact information

Main Address

571 Monon Blvd Suite 400, Carmel, IN 46032

Mailing Address

Phone number

(317) 805-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MJ RETIREMENT DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 5,071,033,397

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas G. Prince

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Glen Prince's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

MJ RETIREMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/1997

Series 63

Date: 8/12/1996

Series 7

Date: 5/24/1996

Current Firm

MJ RETIREMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJ RETIREMENT

TRUST BUT VERIFY

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