Michael J. Gelina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jon Gelina was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2013 - May 5, 2014
PURSHE KAPLAN STERLING INVESTMENTS
October 22, 2013 - May 1, 2014
KRILOGY
March 8, 2005 - October 22, 2013
MSI FINANCIAL SERVICES, INC.
October 20, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 20, 2004 - October 22, 2013
MSI FINANCIAL SERVICES, INC.
May 1, 1996 - August 26, 2004
IDS LIFE INSURANCE COMPANY
May 1, 1996 - August 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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