George W. Bavin
Professional summary
George William Bavin, who also goes by Bill Bavin, is a registered financial professional currently at NC SECURITIES, LLC located in Easton, Maryland.
George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George William Bavin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2024 - Present
NC SECURITIES, LLC
Office #1: 101 Marlboro Avenue Suite 53, Easton, MD 21601November 27, 2013 - August 31, 2023
CHESSIECAP SECURITIES, INC.
August 26, 2010 - December 19, 2012
BRIDGE CAPITAL ASSOCIATES, INC.
May 12, 2010 - July 8, 2010
CFG CAPITAL MARKETS, LLC
September 19, 2007 - May 7, 2010
WM. H. MURPHY & CO., INC.
April 10, 1997 - December 12, 1997
EDUCATION SECURITIES, INC.
June 20, 1996 - December 2, 1996
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NC SECURITIES, LLC
CRD#: 141074 / SEC#: , 8-67360
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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