Wendy H. Rowley

ROWLEY FINANCIAL

Lancaster, PA 17601

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CRD#: 2711072

Professional summary

Wendy Hostetter Rowley, CFP®, who also goes by Wendy Rowley, is a registered financial advisor currently at ROWLEY FINANCIAL located in Lancaster, Pennsylvania.

Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Wendy has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wendy Rowley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wendy Hostetter Rowley is a owner in Elmtree Acres Holdings LLC and Elmtree Acres LP. A real estate holdings business. 3340 Bricker Rd, Manheim, PA 17545. 0 hours a month are devoted to this business during trading hours. 0 hours a month are devoted to this activity outside of trading hours. Wendy Hostetter Rowley owns personal real estate through an entity, Rowley Holdings LLC since 2021. 3340 Bricker Rd, Manheim, PA 17545. 0 hours a month are devoted to this business during trading hours. 0 hours a month are devoted to this activity outside of trading hours. Wendy Hostetter Rowley is a licensed insurance agent since 1995. 600J Eden Rd, Ste 4, Lancaster, PA 17601. 2 hours a month are devoted to this activity during trading hours. 0 hours a month are devoted to this activity outside of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Hostetter Rowley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

July 13, 2023 - Present

ROWLEY FINANCIAL

Office #1: 600j Eden Road Suite 4, Lancaster, PA 17601

RIA

CRD#: 326723

Lancaster, PA

Past

July 1, 2019 - August 31, 2023

MARKLE FINANCIAL LLC

RIA

CRD#: 302088

Lancaster, PA

Past

September 4, 2012 - July 11, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LANCASTER, PA

Past

September 4, 2012 - July 11, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LANCASTER, PA

Past

September 29, 2009 - September 7, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

LANCASTER, PA

Past

September 11, 2007 - September 7, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

LANCASTER, PA

Past

July 16, 2002 - September 17, 2007

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EAST PETERSBURG, PA

Past

March 4, 1997 - December 31, 2008

FINANCIAL NETWORK ADVISORY INC.

RIA

CRD#: 117640

EAST PETERSBURG, PA

Past

February 16, 1996 - September 17, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EAST PETERSBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/16/2024)

IAR

Pennsylvania
(7/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/1996

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/1996

General Securities Representative Examination

Current Firm

ROWLEY FINANCIAL

ROWLEY & ASSOCIATES, INC. | URLIFE ADVISORY GROUP LLC | ROWLEY FINANCIAL | ROWLEY & ASSOCIATES, INC.DBA ROWLEY FINANCIAL

CRD#: 326723 / SEC#:

Florida

Registered Investment Advisory firm - (8/16/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/13/2023 Approved)

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Contact information

Main Address

600j Eden Road Suite 4, Lancaster, PA 17601

Mailing Address

Phone number

(717) 509-6060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	436
AUM (Assets Under Management)	$ 75,549,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wendy H. Rowley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Hostetter Rowley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARKLE FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CETERA WEALTH SERVICES, LLC

FINANCIAL NETWORK ADVISORY INC.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 2/14/1996

Current Firm

ROWLEY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROWLEY FINANCIAL

TRUST BUT VERIFY

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