George K. Roe
Professional summary
George Kessler Roe is a registered financial advisor currently at IRONWOOD CAPITAL MANAGEMENT, LLC located in Largo, Florida.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. George has worked at 9 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Kessler Roe's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2026 - Present
IRONWOOD CAPITAL MANAGEMENT, LLC
October 18, 2013 - December 31, 2025
IRONWOOD CAPITAL MANAGEMENT, LLC
June 5, 2013 - September 30, 2013
INVESTMENT PLANNERS, INC.
May 30, 2013 - September 30, 2013
IPI WEALTH MANAGEMENT, INC.
September 18, 2008 - September 3, 2013
BELLEAIR ASSET MANAGEMENT, INC
September 2, 2008 - September 3, 2013
DOWNSTATE SECURITIES GROUP, INC.
November 14, 2002 - July 8, 2008
CHARLES SCHWAB & CO., INC.
August 2, 2002 - July 8, 2008
CHARLES SCHWAB & CO., INC.
September 27, 2001 - May 23, 2002
IDS LIFE INSURANCE COMPANY
September 27, 2001 - May 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
October 1, 1996 - April 23, 1997
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2026)
Exams
Current Firm
IRONWOOD CAPITAL MANAGEMENT, LLC
CRD#: 168858 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 12,795,668 |
Red Flags
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