Donald T. Kinnaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald T Kinnaman was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1996. Donald had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2008 - October 25, 2024
MWS CAPITAL CONSULTANTS LLC
June 30, 2004 - November 18, 2004
CETERA FINANCIAL SPECIALISTS LLC
February 9, 1996 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
Primary Firm SEC Registration
MWS CAPITAL CONSULTANTS LLC
CRD#: 125061 / SEC#: 801-123695
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MWS CAPITAL CONSULTANTS LLC
CRD#: 125061 / SEC#: 801-123695
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 449 |
| AUM (Assets Under Management) | $ 193,676,494 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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