Laurence P. Brundage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Porter Brundage was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1996. Laurence had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2002 - January 9, 2025
HFM WEALTH MANAGEMENT
June 11, 1997 - August 30, 2002
CITIGROUP GLOBAL MARKETS INC.
March 26, 1996 - August 30, 2002
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
HFM WEALTH MANAGEMENT
CRD#: 105039 / SEC#: 801-33701
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HFM WEALTH MANAGEMENT
CRD#: 105039 / SEC#: 801-33701
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 712,971,742 |
Red Flags
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