Deron L. Morris
Professional summary
Deron Lee Morris is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Deron is registered as a RR (Registered Representative) and started their career in finance in 1999. Deron has worked at 6 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Deron Lee Morris's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2026 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634November 2, 2018 - November 5, 2025
OSAIC WEALTH, INC.
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
January 24, 2014 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 10, 2011 - January 7, 2014
TRANSAMERICA INVESTORS SECURITIES, LLC
March 3, 2005 - January 26, 2007
WORLD GROUP SECURITIES, INC.
June 25, 1999 - May 11, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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