Christopher R. Newnham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Russell Newnham, who also goes by Chris Newham, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2002 - July 15, 2002
CAPITAL SUISSE SECURITIES, INC.
July 18, 2000 - October 27, 2000
AUERBACH, POLLAK & RICHARDSON INC.
October 30, 1997 - November 3, 1998
AC FINANCIAL, INC.
June 26, 1996 - April 29, 1997
DOMINARI SECURITIES LLC
June 17, 1996 - June 28, 1996
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL SUISSE SECURITIES, INC.
CRD#: 37531 / SEC#: , 8-48015
Contact information
Documents
Disclosures
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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