AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
KK

Kenneth Wayne Kitchen

CRD# 271026·Registered 1973 - 2017
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Wayne Kitchen, who also goes by Ken Kitchen, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1973 - 2017. Kenneth had worked at 25 firms and has passed the Series 1 exam.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Kitchen

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

53 years in the financial services industry

Current & Past Employments

HORTER INVESTMENT MANAGEMENT, LLC·CRD# 119880
RIA
Austin, TX
July 23, 2014 - February 24, 2017
FA ADVISOR NETWORK, LLC.·CRD# 154304
RIA
Dallas, TX
August 30, 2011 - July 17, 2014
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
Austin, TX
June 24, 2009 - May 12, 2010
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Austin, TX
June 18, 2009 - May 12, 2010
BROOKSTONE CAPITAL MANAGEMENT LLC·CRD# 141413
RIA
Austin, TX
January 8, 2009 - February 24, 2010
SIGNAL SECURITIES, INC.·CRD# 15916
BD
Austin, TX
May 8, 2008 - December 1, 2008
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
RIA
Austin, TX
June 5, 2007 - March 11, 2008
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Austin, TX
May 22, 2007 - March 11, 2008
WESTPARK WEALTH ADVISORS, INC.·CRD# 130914
RIA
Austin, TX
May 13, 2004 - May 18, 2007
IMS SECURITIES, INC.·CRD# 35567
RIA
Austin, TX
January 16, 2004 - December 31, 2004
IMS SECURITIES, INC.·CRD# 35567
BD
Austin, TX
January 16, 2004 - May 18, 2007
USA FINANCIAL SECURITIES LLC·CRD# 103857
BD
Ada, MI
May 7, 2002 - September 30, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
August 24, 2001 - May 9, 2002
PACVEST ASSOCIATES, INC.·CRD# 29583
BD
Woodstock, CT
November 16, 2000 - July 25, 2001
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
April 3, 2000 - November 15, 2000
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Rockville, MD
April 8, 1999 - March 20, 2000
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 18, 1996 - February 26, 1999
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
June 6, 1994 - December 31, 1995
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
December 1, 1993 - June 6, 1994
CONSECO EQUITY SALES, INC.·CRD# 4125
BD
Carmel, IN
November 12, 1991 - November 9, 1993
DERAND/PENNINGTON/BASS, INC.·CRD# 4679
BD
April 24, 1989 - December 31, 1990
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
August 24, 1988 - May 13, 1989
SOUTHWEST RESOURCES, INC.·CRD# 18589
BD
September 24, 1987 - October 6, 1987
OLD SLIP CAPITAL MANAGEMENT, INC.·CRD# 7360
BD
January 2, 1987 - July 1, 1987
NEW ENGLAND SECURITIES·CRD# 615
BD
May 9, 1986 - October 14, 1986
SIGNATOR INVESTORS, INC.·CRD# 468
BD
July 30, 1982 - October 19, 1984
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
January 31, 1982 - April 19, 1982
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
May 1, 1973 - March 26, 1982

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

HI
HORTER INVESTMENT MANAGEMENT, LLC

ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS

CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - SEC (1/12/2007 Approved)
California
Registered Investment Advisory firm - California (1/31/2007 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (4/23/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/31/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/31/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249

Phone Number

(513) 984-9933

# of Employees

43

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HIM ADV PART 2A_2026 (3/16/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,296

AUM (Assets Under Management)

$314,499,558

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/19/2026Cover PageReport

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORTER INVESTMENT MANAGEMENT, LLC

ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS

CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - SEC (1/12/2007 Approved)
California
Registered Investment Advisory firm - California (1/31/2007 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (4/23/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/31/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/31/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Apr 1973

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
KK
Follow Kenneth
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required