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AS

Anthony Michael Savino

CRD# 2710124·Registered 1996 - 2011
Barred: Anthony Michael Savino was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Michael Savino was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1996 - 2011. Anthony had worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

OCEAN VIEW CAPITAL, LLC·CRD# 148616
BD
Rancho Santa Fe, CA
January 28, 2011 - February 10, 2011
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 13, 1996 - December 21, 1999
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
May 13, 1996 - December 21, 1999

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Current Firm

OV
OCEAN VIEW CAPITAL, LLC

OCEAN VIEW CAPITAL, LLC | OCEANVIEW CAPITAL, LLC

CRD#: 148616 / SEC#: 8-68045
BD
Terminated by SEC on 12/27/2011

Contact Information

Established

Delaware since 05/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INDIGO INVESTMENT GROUP INCMEMBER—
HYATT, LISA RENEMANAGING PARTNER & CEO4586164
CARSON, WILLIAM HUGHFINOP722967
KATSAFAROS, GUS PETERCOO2552810
LARSON, ROBERT JEROMEDIRECTOR OF COMPLIANCE & CCO1565322

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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