Joseph P. Sansobrino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Paul Sansobrino, who also goes by Joseph Paul Sansorbino, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2012 - December 12, 2012
HAMPTON HEDGE FUND MARKETING, LLC
March 29, 2010 - December 21, 2010
CORECAP INVESTMENTS, LLC
April 22, 2005 - May 28, 2008
UBS SECURITIES LLC
December 4, 2000 - February 15, 2006
UBS CAPITAL MARKETS L.P.
October 26, 2000 - November 28, 2000
WM. V. FRANKEL & CO., INCORPORATED
October 27, 1997 - October 25, 2000
SHARPE CAPITAL, INC.
October 4, 1996 - September 12, 1997
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
HAMPTON HEDGE FUND MARKETING, LLC
CRD#: 141685 / SEC#: , 8-67406
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
