Christopher J. Mcfadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Mcfadden, who also goes by Chris Joseph Mcfadden, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2016 - September 2, 2016
NATIONAL SECURITIES CORPORATION
February 9, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
August 13, 2012 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
June 29, 2012 - May 17, 2016
ADIRONDACK TRADING GROUP LLC
March 15, 2011 - June 20, 2012
BROOKSTONE SECURITIES, INC.
February 4, 2011 - June 20, 2012
BROOKSTONE SECURITIES, INC.
August 2, 2007 - February 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2007 - February 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2005 - August 8, 2007
A. G. EDWARDS & SONS, INC.
May 20, 2005 - August 8, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
