JM
James M. Mcclenny
TREK FINANCIAL
Tallahassee, FL 32312
Some features on this profile are disabled
CRD#: 2709930
JM
Professional summary
James Moore Mcclenny, who also goes by Jamey Mcclenny, is a registered financial advisor currently at TREK FINANCIAL located in Tallahassee, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamey Mcclenny
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM LICENSED THROUGH CRUMP, INSURANCE SERVICES IN BCBS/ FL, & ECA MARKETING IN MN TO SELL LIFE INSURANCE PRODUCTS, HEALTH INSURANCE PRODUCTS & LTC PRODUCTS. THESE ARE NOT INVESTMENT RELATED & I SPEND APPROXIMATELY 50% OF MY TIME (20 HRS/WK) IN INSURANCE SALES LEGACY LIMOUISINE DRIVE COCA COLA BOARD MEMBER TO BOARD OF DIRECTOR MEETINGS IN ATLANTA GA 4-5 TIMES PER YEAR 20 HRS PER QUARTER NOT INVESTMENT RELATED. Member of Council of Financial Educators Financial education lecturer Since August 2024 8 hours per month during trading hours Stavros Center for Economic Education Guest lecturer providing financial wellness program to FSU students Since August 2023 Tallahassee, Florida 1-2 hours per month, 3-4 months per year
CRS (Client Relationship Summary) - RIA
Click below to view James Moore Mcclenny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2018 - Present
TREK FINANCIAL
Office #1: 1292 Timberlane Rd., Tallahassee, FL 32312RIA
CRD#: 109376
Tallahassee, FL
Past
November 30, 2012 - August 21, 2018
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
TALLAHASSEE, FL
Past
August 1, 2008 - December 31, 2010
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
TALLAHASSEE, FL
Past
August 1, 2008 - December 31, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
TALLAHASSEE, FL
Past
November 18, 2005 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
TALLAHASSEE, FL
Past
August 5, 2003 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
TALLAHASSEE, FL
Past
March 25, 2003 - May 12, 2003
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
ATLANTA, GA
Past
November 20, 1997 - May 12, 2003
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
May 10, 1996 - August 13, 1997
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
February 28, 1996 - March 28, 1996
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/31/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 483-1510
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,057 |
| AUM (Assets Under Management) | $ 2,492,708,552 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
