Gregory B. Fant

ERNST & YOUNG INVESTMENT ADVISERS LLP

Rockledge, FL

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CRD#: 2709837

Professional summary

Gregory Brian Fant SR, CFP®, who also goes by Gregory Brian Fant, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Rockledge, Florida.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gregory has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Brian Fant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Brian Fant SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 22, 2023 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #2: One Tampa City Center 201 North Franklin Street, Ste 2400, Tampa, FL 33602

RIA

CRD#: 110921

Rockledge, FL

Past

May 13, 2011 - July 12, 2019

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

Tampa, FL

Past

July 24, 2007 - November 26, 2008

FAMILY FIRST FINANCIAL PLANNING

RIA

CRD#: 131254

STUART, FL

Past

August 17, 2006 - June 11, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

STUART, FL

Past

August 2, 2006 - June 11, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

STUART, FL

Past

February 28, 2002 - May 12, 2006

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

March 29, 1996 - December 31, 2001

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/28/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

Mailing Address

Phone number

(800) 273-0588

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory B. Fant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Brian Fant SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERNST & YOUNG INVESTMENT ADVISERS LLP

FAMILY FIRST FINANCIAL PLANNING

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2006

Series 63

Date: 3/28/1996

Series 7

Date: 8/1/2006

Series 6

Date: 3/28/1996

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

TRUST BUT VERIFY

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