Micheal A. Puorro
Professional summary
Micheal Anthony Puorro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Micheal is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Micheal had worked at 4 firms, which includes NATIONAL SECURITIES CORPORATION, GLOBAL CAPITAL SECURITIES CORPORATION, PACIFIC CORTEZ SECURITIES INCORPORATED, LCP CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2001 - September 17, 2002
NATIONAL SECURITIES CORPORATION
April 13, 1999 - February 22, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
August 26, 1996 - December 16, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
March 11, 1996 - July 30, 1996
LCP CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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