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Marvin Ben Kisor

CRD# 270948·Registered 1968 - 1986
Previously Registered: Being a previously registered professional could mean that Marvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marvin Ben Kisor, who also goes by Marvin Kisor, was a registered financial advisor. Marvin was a previously registered financial professional and started their career in finance 1968 - 1986. Marvin had worked at 6 firms and has passed the Series 00 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marvin Kisor

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

SECO SECURITIES, INC.·CRD# 5363
BD
September 8, 1984 - January 6, 1986
WALFORD, DEMARET & CO., INC.·CRD# 7985
BD
October 31, 1983 - August 6, 1984
SECO SECURITIES, INC.·CRD# 5363
BD
July 23, 1982 - October 17, 1983
OTC NET INCORPORATED·CRD# 7756
BD
June 18, 1980 - June 9, 1982
SECO SECURITIES, INC.·CRD# 5363
BD
December 2, 1976 - June 30, 1980
DOUGLASS & CO. INCORPORATED·CRD# 6408
BD
October 20, 1976 - April 3, 1978
INSTITUTIONAL SECURITIES OF COLORADO, INC.·CRD# 5776
BD
January 11, 1974 - October 4, 1976
B. J. LEONARD AND COMPANY, INC.·CRD# 62
BD
January 25, 1968 - February 3, 1974

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Current Firm

SS
SECO SECURITIES, INC.

SECO SECURITIES, INC. | SECURITIES CLEARING OF COLORADO, INC

CRD#: 5363 / SEC#: 8-20426
BD
Expelled by FINRA on 04/07/1989

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 00 — General Securities Principal Examination

Passed Sep 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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