Marvin B. Kisor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Ben Kisor, who also goes by Marvin Kisor, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1968. Marvin had worked at 6 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1984 - January 6, 1986
SECO SECURITIES, INC.
October 31, 1983 - August 6, 1984
WALFORD, DEMARET & CO., INC.
July 23, 1982 - October 17, 1983
SECO SECURITIES, INC.
June 18, 1980 - June 9, 1982
OTC NET INCORPORATED
December 2, 1976 - June 30, 1980
SECO SECURITIES, INC.
October 20, 1976 - April 3, 1978
DOUGLASS & CO. INCORPORATED
January 11, 1974 - October 4, 1976
INSTITUTIONAL SECURITIES OF COLORADO, INC.
January 25, 1968 - February 3, 1974
B. J. LEONARD AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 9/7/1967
General Securities Principal ExaminationCurrent Firm
SECO SECURITIES, INC.
CRD#: 5363 / SEC#: , 8-20426
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
