Craig L. Josephberg
Professional summary
Craig L Josephberg was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Craig had worked at 8 firms, which includes WINDSOR STREET CAPITAL LP, HALCYON CABOT PARTNERS LTD., VFINANCE INVESTMENTS INC, LAMPERT CAPITAL MARKETS INC., MAXIM GROUP LLC, PAULSON INVESTMENT COMPANY LLC, PRUDENTIAL EQUITY GROUP LLC, CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2013 - August 22, 2014
WINDSOR STREET CAPITAL, LP
November 5, 2010 - October 24, 2013
HALCYON CABOT PARTNERS, LTD.
March 4, 2010 - November 2, 2010
VFINANCE INVESTMENTS, INC
March 26, 2009 - February 18, 2010
LAMPERT CAPITAL MARKETS INC.
December 15, 2003 - April 3, 2009
MAXIM GROUP LLC
January 23, 2003 - December 16, 2003
PAULSON INVESTMENT COMPANY LLC
July 20, 1999 - January 29, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 5, 1996 - July 28, 1999
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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