Michael A. Kiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Kiser was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1971. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 1, Series 40 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2002 - January 2, 2015
FELTL & COMPANY
November 1, 2000 - September 16, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
January 22, 1973 - October 30, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
March 24, 1971 - March 12, 1973
DENIS MCCAULEY & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationSeries 1
Date: 3/18/1971
Registered Representative ExaminationSeries 40
Date: 4/28/1977
Registered Principal ExaminationCurrent Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
