Erik T. Huff

KESTRA ADVISORY SERVICES

Austin, TX 78735

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CRD#: 2708850

Professional summary

Erik Toby Huff is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Erik has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, SIE, Series 34, Series 3, Series 55, Series 7, Series 52, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Toby Huff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2017 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

RIA

CRD#: 283330

Austin, TX

Current

November 11, 2015 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735

CRD#: 42046

Austin, TX

Past

March 4, 2015 - August 6, 2015

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812

NEW YORK, NY

Past

March 3, 2014 - September 3, 2014

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812

NEW YORK, NY

Past

December 3, 2009 - March 28, 2013

TRANSCEND CAPITAL

CRD#: 104483

AUSTIN, TX

Past

February 2, 2007 - November 25, 2009

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

November 1, 1999 - February 5, 2007

CYBERTRADER, INC.

CRD#: 44523

AUSTIN, TX

Past

March 30, 1998 - November 23, 1999

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

April 23, 1997 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

April 23, 1997 - April 2, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

February 26, 1997 - April 3, 1997

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

March 1, 1996 - December 19, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/24/2015)

Alaska
(11/24/2015)

Arizona
(11/24/2015)

Arkansas
(11/24/2015)

California
(11/24/2015)

Colorado
(11/24/2015)

Connecticut
(11/24/2015)

Delaware
(11/24/2015)

District of Columbia
(11/24/2015)

Florida
(11/24/2015)

Georgia
(11/24/2015)

Hawaii
(11/24/2015)

Idaho
(11/24/2015)

Illinois
(11/24/2015)

Indiana
(11/24/2015)

Iowa
(11/24/2015)

Kansas
(11/24/2015)

Kentucky
(11/24/2015)

Louisiana
(11/24/2015)

Maine
(11/24/2015)

Maryland
(11/24/2015)

Massachusetts
(11/24/2015)

Michigan
(11/24/2015)

Minnesota
(11/24/2015)

Mississippi
(11/24/2015)

Missouri
(11/24/2015)

Montana
(11/24/2015)

Nebraska
(11/24/2015)

Nevada
(11/24/2015)

New Hampshire
(11/24/2015)

New Jersey
(11/24/2015)

New Mexico
(11/24/2015)

New York
(11/24/2015)

North Carolina
(11/25/2015)

North Dakota
(11/24/2015)

Ohio
(11/24/2015)

Oklahoma
(11/24/2015)

Oregon
(11/24/2015)

Pennsylvania
(11/24/2015)

Puerto Rico
(11/24/2015)

Rhode Island
(11/24/2015)

South Carolina
(11/24/2015)

South Dakota
(11/24/2015)

Tennessee
(11/24/2015)

Texas
(11/11/2015)

IAR

Texas
(9/21/2017)

Utah
(11/24/2015)

Vermont
(11/24/2015)

Virgin Islands
(11/24/2015)

Virginia
(11/24/2015)

Washington
(11/24/2015)

West Virginia
(11/24/2015)

Wisconsin
(11/24/2015)

Wyoming
(11/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 10/17/2011

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 9/20/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 2/25/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/28/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 2/29/1996

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/13/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/10/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik T. Huff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Toby Huff's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

FOREFRONT CAPITAL MARKETS LLC

FOREFRONT CAPITAL MARKETS LLC

TRANSCEND CAPITAL

KESTRA INVESTMENT SERVICES, LLC

CYBERTRADER, INC.

BROWNCO, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

DEAM INVESTOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2016

Series 63

Date: 7/10/1996

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 34

Date: 10/17/2011

Series 3

Date: 9/20/2011

Series 55

Date: 2/25/2000

Series 7

Date: 6/28/1996

Series 52

Date: 2/29/1996

Series 53

Date: 6/13/2007

Series 24

Date: 7/10/2000

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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