Travis Allen
Professional summary
Travis Allen, CFP®, who also goes by Travis Ethan Allen, is a registered financial advisor currently at WEALTH STRATEGIES GROUP located in Sacramento, California.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Travis has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Travis Allen's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
June 12, 2024 - Present
WEALTH STRATEGIES GROUP
June 29, 2007 - December 20, 2023
SECURITIES AMERICA ADVISORS, INC.
June 29, 2007 - December 20, 2023
SECURITIES AMERICA, INC.
July 9, 2001 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
June 15, 2001 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
March 28, 1996 - June 19, 2001
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/12/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WEALTH STRATEGIES GROUP
CRD#: 326407 / SEC#: 801-128247
Contact information
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 43,591,624 |
Red Flags
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