William M. Muszala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Matthew Muszala was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2017 - November 21, 2019
IFS SECURITIES
May 4, 2015 - May 26, 2015
CLARKSONS SECURITIES, INC
November 4, 2013 - May 26, 2015
D/B/A CLARKSONS PLATOU SECURITIES
August 26, 2013 - November 26, 2013
WINDSOR STREET CAPITAL, LP
January 24, 2012 - November 27, 2013
WYCHE SECURITIES, INC.
February 2, 2010 - December 2, 2011
MADISON WILLIAMS AND COMPANY
May 8, 2006 - February 18, 2010
OPPENHEIMER & CO. INC.
May 26, 2005 - May 10, 2006
LEHMAN BROTHERS INC.
June 11, 2004 - June 3, 2005
OPPENHEIMER & CO. INC.
April 16, 1996 - May 2, 1996
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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